Annual Report 2021-2022

  • July 21, 2022

Summary of Meetings: Securities Law

Number of Meetings Held:3

January 18, 2022
Registration Count: 85
Guest Speaker: Michael Moretto, Corporate Disclosure; Gordon Smith, Legal Services, Corporate Finance
Meeting Title/Topic: Securities law update: recent BC Securities Commission regulatory initiatives and what is on the horizon
Synopsis: Discussion of recent regulatory initiatives and what is on the horizon.

February 09, 2022
Registration Count: 28
Guest Speaker: Chris Doerksen and Kimberley Anderson of Dorsey & Whitney LLP
Meeting Title/Topic: Recent developments in US securities law
Synopsis: Discussed recent developments in US securities law

March 02, 2022
Registration Count: 23
Guest Speaker: Scott Davidson, NEO Exchange; Erik Sloane, Chief Revenue Officer, NEO Exchange; Dmitri Smidovich, Head of Regulatory, NEO Exchange
Meeting Title/Topic: Introduction of the NEO Exchange's G-Corp Program
Synopsis: Presentation regarding their G-Corp program for the local securities bar.