Summary of Meetings: Securities Law
Number of Meetings Held: 4
June 6, 2025
Toronto Stock Exchange & TSXV Update
Guest Speakers: Anne Child, Managing Director, TSX, Dave Babstock, Senior Listings Advisor, TSX, Joseph van Sickle, Senior Listings Manager, TSX, Andrew Creech, Managing Director, TSX Venture Exchange and Charlotte Bell, Senior Policy Counsel, TSX Venture Exchange
Synopsis: Anne Child, Dave Babstock, Joseph van Sickle, Andrew Creech, and Charlotte Bell, of the Toronto Stock Exchange and TSX Venture Exchange, provide a market update.
Online Registration: 27
In-Person Registration: 15
April 28, 2025
Recent Trends in US Securities Law
Guest Speakers: Teresa Tomchak, Partner, Osler, Hoskin & Harcourt LLP
Synopsis: Teresa Tomchak, Partner, Osler, Hoskin & Harcourt LLP, provides an update on recent trends in securities law litigation including plans of arrangement, take-over bids, and securities law class actions.
Online Registration: 21
In-Person Registration: 11
January 16, 2025
Recent Developments in US Securities Law
Guest Speakers: Chris Doerksen and Kimberley Anderson of Dorsey & Whitney LLP
Synopsis: Chris Doerksen and Kimberley Anderson of Dorsey & Whitney LLP, discuss recent developments in US securities laws, including early observations in the implementation of rules on cybersecurity, beneficial ownership reporting, and government payments by resource extraction issuers and T+1 settlement.
Online Registration: 35
October 24, 2024
British Columbia Securities Commission Enforcement Update
Guest Speakers: Laesha Smith, Partner, Poulus, Ensom & Smith LLP, Doug Muir, Director, Enforcement, BC Securities Commission, and Jeremy Gellis, Vice Office Managing Partner, White Collar Defense & Investigations
Synopsis: Doug Muir, Director, Enforcement, BC Securities Commission, Laesha Smith, Partner, Poulus Ensom Smith LLP, and Jeremy Gellis, Partner, White Collar Defense & Investigations, Cozen O’Connor LLP, provide an update on the recent enforcement and compliance activities of the B.C. Securities Commission.
Online Registration: 45
In-Person Registration: 13